This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
The Manager II, Contract & Compliance, will perform highly complex work for the procurement of major capital and rehabilitation projects, rolling stock, professional services, materials and equipment, construction, and information technology. ...
Maintains and updates the compliance plan; develops and maintains ongoing compliance training; develops audit plans and timely completion of audits and dissemination of audit findings; ensures consistency and uniformity in the application of the compliance program policies and procedures; develops a...
Report to the Executive Vice President (EVP) and serve as the Chief Financial Officer to provide strategic vision and leadership of the financial health of the organization. GHJ Search and Staffing has partnered with Catalyst California to identify a Chief Financial Officer, the newest member of the...
Company: Stealth Company, a private equity fund backed company In the process of closing an investment in a multi-site healthcare clinical operation operating in California Job Title: Chief Financial Officer Job Overview: We are seeking a dynamic financial leader to join our growing, innovative orga...
Ideaflow is a notebook that augments your intelligence.Founded by a team from MIT Media Lab, we've raised over $10M from top VCs, including First Round Capital, Sequoia scouts, and Naval.We're bringing personal information management tools mainstream, and making them collaborative, to empower creati...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
For over two decades, Kranz Consulting has been the recognized leader in providing superior financial consulting and advisory services requested by CEOs, Boards, CFOs and the most prominent Venture Capital firms. Ensure timely reporting of monthly financial information for the executive staff, outsi...
As the Chief Financial Officer, you will oversee the financial management at the organization, establishing a new finance department and handling day-to-day operations, budgeting, and reporting. In addition, you will be collaborating with stakeholders, to build banking relationships and ensure finan...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
The Chief Financial Officer (CFO), will serve as a key member of the executive leadership team, responsible for overseeing all of the company’s financial operations, financials, and planning. The ideal candidate will be an experienced and strategic Chief Financial Officer, with proven experience dri...
Chief Financial and Operating Officer Opportunity. Reporting directly to the Head of School and working closely with the Board of Trustees, the CFOO oversees all aspects of the school’s short term and long term financial planning and forecasting, accounting, banking, cash flow management, auditing a...
Harris & Co is exclusively retained for an exciting Chief Executive Officer opportunity with one of our top clients, poised to break into the US Cell & Gene therapy market for autoimmune diseases. We are seeking a seasoned US executive with a proven track record in scaling biotech's within the advan...
Our client, a prominent litigation firm, is seeking a General Liability Counsel to join their San Francisco team. The ideal candidate will have 7+ years of General Liability litigation experience. ...
The Regulatory Compliance Specialist assures, together with relevant functions, early and effective regulatory compliance assessments for new and existing ingredients and formulations leading to compliance by design of ingredients, labels, and communications. Title: Regulatory Compliance Specialist....
This is a part-time, remote role for a Co-Founder Chief Sales Officer / Chief Revenue Officer on an equity basis who will give a strategic direction in building marketing and sales for the company. We also partner with the SMEs of the industry and build and support their Technology for equity. We ar...
We are seeking a dynamic and innovative General Counsel to lead our legal function. Some experience in understanding and providing counsel on foundational employment law regulations, and experience with, or ability to, manage relationships and retain counsel from external employment law firms as nee...
Associate General Counsel - Homebuilding. Experience playing a lead role in transactions, working directly with clients/opposing parties/counsel. ...
LAFLA is currently accepting applications for the position of Chief Operating Officer. ...
Our client is a fast growing privately owned construction company looking for a General Counsel. The General Counsel will examine and draft IT, employment, real estate and vendor contracts, manage copyrights and trademarks, and preserve business records such as minutes of meetings and resolutions. T...
In this crucial role, you'll be the champion for IT compliance at our site. Architect robust IT compliance: Oversee the development and maintenance of System Security Plans (SSPs) that align seamlessly with regulations and company policies. Champion SOX compliance in IT: Collaborate with cross-funct...