Chief Compliance Officer: Average Salary in Santa Ana, CA in 2024
Find out what the average Chief Compliance Officer salary is in Santa Ana, CA
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Global Deputy Chief Compliance Officer
A company is looking for a Global Deputy Chief Compliance Officer (Global Compliance Lead). ...
Vice President, Chief Compliance Officer of Broker-Dealer and RIA
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Chief Compliance Officer/Counsel
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Deputy, Chief Compliance Officer
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
Chief Operating Officer
Under the direction of the Vice Chancellor of University Advancement & Alumni Relations, the Chief Operating Officer provides strategic planning, management, and direction to support and promote fundraising as related to the following functional areas: Information Management and Database Administrat...
Compliance Officer I
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Chief Operating Officer Remote
A company is looking for a Chief Operating Officer role. ...
Deputy General Counsel
A company is looking for a Deputy General Counsel. ...
Assistant General Counsel Data Privacy
A company is looking for an Assistant General Counsel, Data Privacy/Data Privacy Specialist. ...
CAP Analyst Healthcare Compliance
A company is looking for a CAP Analyst in healthcare. ...
Senior Manager Compliance
A company is looking for a Senior Manager, Compliance for a remote full-time position. ...
BSA Officer Compliance Oversight
A company is looking for a BSA Officer. ...
Senior Compliance Professional - Medicaid Compliance Analyst
A company is looking for a Senior Compliance Professional. ...
Associate General Counsel
A company is looking for an Associate General Counsel. ...
Compliance Manager
A company is looking for a Compliance Manager. ...
KYC Compliance Analyst - Virginia
A company is looking for a KYC Compliance Analyst in Norfolk, VA. ...
Chief Financial Officer Workplace Solutions
Key Responsibilities:Lead the finance function to maximize growth potential and profitability of the businessEnsure accurate financial reporting, budgeting, and financial planningManage fiscal controls, financial management processes, and talent developmentRequired Qualifications:15+ years' experien...
Chief Technology Officer
Key Responsibilities:Developing and executing technology vision and strategyOverseeing technical operations and driving innovationAligning technology initiatives with business goalsRequired Qualifications:Bachelor's or Master's degree in Computer Science or related field10+ years experience in techn...
Sr Compliance Program Manager
Key Responsibilities:Develop and execute a comprehensive global compliance strategy aligned with the organization's business objectives and valuesDrive compliance with various global regulations, including OSHA health and safety regulations, wage and hour compliance, and loss preventionOversee Decke...
Director Chief Information Security Officer
A company is looking for a Director, Chief Information Security Officer (CISO) for a remote position in the United States. ...
Chief Operating Officer
A company is looking for a Chief Operating Officer (COO) for a remote full-time position in the United States. ...
Compliance Specialist Monitor Liaison Office
A company is looking for a Compliance Specialist - Monitor Liaison Office (MLO). Key Responsibilities:Lead assurance reviews to ensure accuracy and completeness of information sent to the monitorProvide feedback to stakeholders on improvements in a clear mannerCollaborate with various teams to compi...
Chief Information Security Officer - HealthProof
A company is looking for a Chief Information Security Officer (CISO). ...
Chief Financial Officer
As the Chief Financial Officer, you will oversee the financial management at the organization, establishing a new finance department and handling day-to-day operations, budgeting, and reporting. In addition, you will be collaborating with stakeholders, to build banking relationships and ensure finan...